10,000+

Compliance jobs in United Kingdom

Private Wealth Compliance VP, Market Solutions

Goldman Sachs

City of London
On-site
GBP 70,000 - 90,000
30+ days ago
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Marcus by Goldman Sachs, Business Risk Analyst, Analyst, London London United Kingdom Analyst

Goldman Sachs

Birmingham
On-site
GBP 80,000 - 100,000
30+ days ago

Electronic Systems Engineering Manager

Emerson

Crawley
Hybrid
GBP 60,000 - 80,000
30+ days ago

Facilities Assistant

Link Group

Liverpool
On-site
GBP 25,000 - 35,000
30+ days ago

Head of Finance

Sja's West

Sheffield
Hybrid
GBP 60,000 - 80,000
30+ days ago
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Project Management Senior Scrum Master – Defence Professional Multiple Cities

International Business Machines Corporation

City of London
Hybrid
GBP 70,000 - 90,000
30+ days ago

Commercial Manager

Helsing

City of London
On-site
GBP 50,000 - 70,000
30+ days ago

Design Engineer

In Cork

Leicester
Hybrid
GBP 45,000 - 52,000
30+ days ago
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Finance Process Transformation Consultant

gmassconsulting

City of London
On-site
GBP 80,000 - 100,000
30+ days ago

FULL-STACK DEVELOPER

zenrox

City of London
Hybrid
GBP 42,000 - 50,000
30+ days ago

Information Security Engineer

Zempler Bank Limited

City of London
Hybrid
GBP 70,000 - 80,000
30+ days ago

Document Controller

Costain

Heysham
On-site
GBP 30,000 - 40,000
30+ days ago

RegTech Client Services Associate

Signicat AS

City of London
Hybrid
GBP 30,000 - 35,000
30+ days ago

Mobile Mechanic

Country Dreams Radio

Southampton
On-site
GBP 46,000 - 55,000
30+ days ago

FP&A Controller (Client Finance – Birmingham)

BNP Paribas Group

City of London
On-site
GBP 50,000 - 70,000
30+ days ago

Residence Manager

Malmaison Hotel du Vin

Glasgow
On-site
GBP 35,000 - 45,000
30+ days ago

Fire Safety Advisor

Amentum Services, Inc.

Bristol
On-site
GBP 40,000 - 55,000
30+ days ago

Accountant

Vital Energi Ltd

Blackburn
On-site
GBP 35,000 - 50,000
30+ days ago

Vice President , Operational Risk Coverage

BNY Mellon Capital Markets, LLC

Manchester
On-site
GBP 80,000 - 110,000
30+ days ago

Global Rewards Partner - FTC

JATO Dynamics Ltd

Uxbridge
Hybrid
GBP 60,000 - 80,000
30+ days ago

Regulatory & Compliance Lead — AI Healthcare (Hybrid/Remote) Equity

zenrox

City of London
Hybrid
GBP 50,000
30+ days ago

Senior Compliance Advisory Manager — Hybrid London

Ascot Lloyd Group

City of London
Hybrid
GBP 60,000 - 80,000
30+ days ago

Site Manager

Vanderlande Industries GmbH

City of London
On-site
GBP 100,000 - 125,000
30+ days ago

Site Manager

Vanderlande Industries B.V.

City of London
On-site
GBP 60,000 - 80,000
30+ days ago

HR Operations Partner - EMEA

AnaVation LLC

Leeds
On-site
GBP 45,000 - 65,000
30+ days ago

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Similar jobs:

Risk And Compliance jobsCompliance Officer jobsCompliance Manager jobs
Private Wealth Compliance VP, Market Solutions
Goldman Sachs
City of London
On-site
GBP 70,000 - 90,000
Full time
30+ days ago

Job summary

A leading global investment firm is seeking a Compliance Officer focused on capital markets, equity structuring, and managed strategies. This role involves providing compliance advice, conducting surveillance, and developing policies to support private wealth management. The ideal candidate has over 5 years of compliance experience and strong analytical skills, along with a degree in finance or a related field. Opportunities for professional growth and competitive benefits are included.

Benefits

Medical and dental insurance
Generous vacation entitlements
On-site fitness centers

Qualifications

  • 5+ years' compliance or financial services experience.
  • Detailed knowledge of local regulatory environment.
  • Experience conducting trade surveillance or equivalent monitoring activity.

Responsibilities

  • Provide advice on live queries and transactions.
  • Conduct trading and suitability surveillance.
  • Develop compliance-related policies and procedures.

Skills

Strong product knowledge of trading strategies
Effective written/oral communication skills
Strong analytical and problem-solving skills
Good interpersonal skills
Team player

Education

University degree in finance or related field
Professional compliance qualification

Tools

Microsoft Excel
Microsoft PowerPoint
Microsoft Word
Job description
A leading global investment firm is seeking a Compliance Officer focused on capital markets, equity structuring, and managed strategies. This role involves providing compliance advice, conducting surveillance, and developing policies to support private wealth management. The ideal candidate has over 5 years of compliance experience and strong analytical skills, along with a degree in finance or a related field. Opportunities for professional growth and competitive benefits are included.

* The salary benchmark is based on the target salaries of market leaders in their relevant sectors. It is intended to serve as a guide to help Premium Members assess open positions and to help in salary negotiations. The salary benchmark is not provided directly by the company, which could be significantly higher or lower.