Private Wealth Compliance VP, Market Solutions

Goldman Sachs; City of London; On-site; GBP 70,000 - 90,000; Full time

Job summary

A leading global investment firm is seeking a Compliance Officer focused on capital markets, equity structuring, and managed strategies. This role involves providing compliance advice, conducting surveillance, and developing policies to support private wealth management. The ideal candidate has over 5 years of compliance experience and strong analytical skills, along with a degree in finance or a related field. Opportunities for professional growth and competitive benefits are included.

Benefits

Medical and dental insurance

Generous vacation entitlements

On-site fitness centers

Qualifications

• 5+ years' compliance or financial services experience.
• Detailed knowledge of local regulatory environment.
• Experience conducting trade surveillance or equivalent monitoring activity.

Responsibilities

• Provide advice on live queries and transactions.
• Conduct trading and suitability surveillance.
• Develop compliance-related policies and procedures.

Skills

Strong product knowledge of trading strategies

Effective written/oral communication skills

Strong analytical and problem-solving skills

Good interpersonal skills

Team player

Education

University degree in finance or related field

Professional compliance qualification

Tools

Microsoft Excel

Microsoft PowerPoint

Microsoft Word

Job description

A leading global investment firm is seeking a Compliance Officer focused on capital markets, equity structuring, and managed strategies. This role involves providing compliance advice, conducting surveillance, and developing policies to support private wealth management. The ideal candidate has over 5 years of compliance experience and strong analytical skills, along with a degree in finance or a related field. Opportunities for professional growth and competitive benefits are included.