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Lead Compliance Advisory for Fintech Growth
Job summary
A financial services firm in Greater London is seeking a Head of Compliance Advisory to lead its compliance function. This role requires an individual with over 8 years of experience in fintech, especially within the retail investor sector. The successful candidate will provide regulatory guidance across teams, develop a compliance culture, and manage a compliance advisory team. The position offers a remote-first, flexible work environment and opportunities for growth and personal development.
Benefits
Qualifications
- Experience leading a compliance advisory team.
- Expertise in Consumer Duty and conduct risk.
- Experience overseeing financial promotions.
Responsibilities
- Lead the compliance advisory function across the business.
- Provide regulatory advice to various teams.
- Guide complex complaint scenarios in compliance.
Skills
Education
* The salary benchmark is based on the target salaries of market leaders in their relevant sectors. It is intended to serve as a guide to help Premium Members assess open positions and to help in salary negotiations. The salary benchmark is not provided directly by the company, which could be significantly higher or lower.