Lead Compliance Advisory for Fintech Growth

InvestEngine Limited; Remote; GBP 90,000 - 120,000; Full time

Job summary

A financial services firm in Greater London is seeking a Head of Compliance Advisory to lead its compliance function. This role requires an individual with over 8 years of experience in fintech, especially within the retail investor sector. The successful candidate will provide regulatory guidance across teams, develop a compliance culture, and manage a compliance advisory team. The position offers a remote-first, flexible work environment and opportunities for growth and personal development.

Benefits

Impactful work from day one

Room to grow

Transparent culture

Supportive team

Flexible working hours

Qualifications

• Experience leading a compliance advisory team.
• Expertise in Consumer Duty and conduct risk.
• Experience overseeing financial promotions.

Responsibilities

• Lead the compliance advisory function across the business.
• Provide regulatory advice to various teams.
• Guide complex complaint scenarios in compliance.

Skills

FCA regulatory interpretation skills

Excellent communication

Stakeholder management

Delivery focus

English fluency (C1 level)

Education

8+ years of experience in fintech

Job description

A financial services firm in Greater London is seeking a Head of Compliance Advisory to lead its compliance function. This role requires an individual with over 8 years of experience in fintech, especially within the retail investor sector. The successful candidate will provide regulatory guidance across teams, develop a compliance culture, and manage a compliance advisory team. The position offers a remote-first, flexible work environment and opportunities for growth and personal development.