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Senior Compliance Leader, SMF16 & UK Regulation
Job summary
A prominent financial services firm in Greater London is seeking a Head of Compliance to ensure regulatory adherence while fostering a culture of integrity. You will design and oversee a robust compliance framework, act as a key liaison with regulatory bodies, and provide guidance to senior management. Ideal candidates will possess extensive knowledge of FCA regulations, strong leadership skills, and be qualified to at least CII Level 4. This role offers a competitive salary and benefits, along with a hybrid working environment.
Benefits
Qualifications
- Proven experience in a senior compliance role with financial advice.
- Proficiency in Senior Managers and Certification Regime (SMCR).
- Experience in Training & Competency supervision.
Responsibilities
- Ensure compliance with regulations and manage SMF16 function.
- Develop and implement compliance policies and procedures.
- Act as the liaison with regulatory bodies.
Skills
Education
* The salary benchmark is based on the target salaries of market leaders in their relevant sectors. It is intended to serve as a guide to help Premium Members assess open positions and to help in salary negotiations. The salary benchmark is not provided directly by the company, which could be significantly higher or lower.