SMF16 Head of Compliance – Lloyd's Market

IDEX Consulting; Greater London; On-site; GBP 90,000 - GBP 120,000; Full time

Job summary

A leading compliance consultancy in Greater London is seeking an experienced Head of Compliance to oversee the firm's FCA compliance function. The successful candidate will lead a comprehensive review of the compliance framework and provide strategic guidance to senior management. This high-profile role offers the chance to significantly influence the governance and regulatory strategies of the firm with competitive remuneration. A strong background in compliance within the Lloyd's or Wholesale Broker market is essential.

Benefits

Competitive remuneration

Genuine influence over governance and risk strategy

Supportive transition period

Qualifications

• Proven experience as a Head of Compliance/Senior Compliance professional within a Lloyd's Broker, Wholesale Broker, or London Market firm.
• Approved or approvable as SMF16 by the FCA.

Responsibilities

• Take responsibility for the firm's compliance function as SMF16.
• Conduct a comprehensive review and gap analysis of the compliance framework.
• Advise the board on regulatory developments impacting the market.

Skills

Compliance framework experience

Ability to operate credibly at board level

Pragmatic, commercial approach

Strong regulatory judgement

Job description

A leading compliance consultancy in Greater London is seeking an experienced Head of Compliance to oversee the firm's FCA compliance function. The successful candidate will lead a comprehensive review of the compliance framework and provide strategic guidance to senior management. This high-profile role offers the chance to significantly influence the governance and regulatory strategies of the firm with competitive remuneration. A strong background in compliance within the Lloyd's or Wholesale Broker market is essential.