Senior Product Compliance Lead — Funds & Regulation

Capital Group; Greater London; On-site; GBP 80,000 - GBP 100,000; Full time

Job summary

A leading investment management firm in Greater London seeks a Compliance Specialist to provide support for product governance frameworks and regulatory requirements. You will ensure compliance frameworks are established, advise product teams, and maintain industry relationships. A degree and over 10 years in asset management compliance are essential. The role emphasizes communication and collaboration in a diverse team-focused environment. Competitive salary with bonuses and a strong benefits package offered.

Benefits

Competitive salary

Annual bonuses

Generous retirement plan

Qualifications

• 10+ years of asset management compliance experience.
• Excellent knowledge of AIFMD, UCITS, and MiFID II.
• Ability to work in English; a second language is preferred.

Responsibilities

• Ensure compliance frameworks meet regulatory requirements.
• Support product teams with regulatory obligations.
• Establish networks with industry associations.

Skills

Alternative investment funds compliance

Regulatory regimes awareness

Relationship and influencing skills

Attention to detail

Effective communication

Education

Degree

Job description

A leading investment management firm in Greater London seeks a Compliance Specialist to provide support for product governance frameworks and regulatory requirements. You will ensure compliance frameworks are established, advise product teams, and maintain industry relationships. A degree and over 10 years in asset management compliance are essential. The role emphasizes communication and collaboration in a diverse team-focused environment. Competitive salary with bonuses and a strong benefits package offered.