SMCR Compliance Lead: FCA Governance & Risk Oversight

Admiral Group Plc; Cardiff; On-site; GBP 60,000 - GBP 80,000; Full time

Job summary

A leading financial services company in Cardiff is seeking a Senior Manager for their SMCR Team. The role involves leading a team to ensure compliance with FCA regulations, developing policies, and presenting reports to senior management. The ideal candidate will have strong leadership skills, a deep understanding of regulatory frameworks, and experience in compliance roles within financial services. The position offers a people-first culture and attractive benefits, fostering a supportive work environment.

Benefits

33 days of holiday, increasing with tenure

Up to £3,600 of free shares each year

Options to buy or sell additional annual leave

Qualifications

• Expertise in regulatory compliance with FCA standards.
• Strong experience in leadership and team management.
• Proven track record in risk management within financial services.

Responsibilities

• Lead and manage the SMCR Team with clear objectives.
• Act as the subject matter expert for SMCR.
• Develop and implement compliance policies and procedures.
• Monitor regulatory developments related to SMCR.

Skills

In-depth knowledge of FCA’s Senior Managers and Certification Regime

Experience in compliance, risk management, or regulatory roles

Ability to interpret and communicate complex regulatory requirements

Strong leadership and team management skills

Education

Degree or professional qualification in law, finance, business

Relevant compliance or regulatory certifications (e.g., ICA, CISI)

Job description

A leading financial services company in Cardiff is seeking a Senior Manager for their SMCR Team. The role involves leading a team to ensure compliance with FCA regulations, developing policies, and presenting reports to senior management. The ideal candidate will have strong leadership skills, a deep understanding of regulatory frameworks, and experience in compliance roles within financial services. The position offers a people-first culture and attractive benefits, fostering a supportive work environment.