T&C Supervisor: Compliance, Coaching & Adviser Development

AFH Financial Group.; Bromsgrove; On-site; GBP 60,000 - GBP 80,000; Full time

Job summary

A leading financial advisory firm in Bromsgrove is looking for a dedicated Training & Competence (T&C) Supervisor. This full-time role involves delivering and maintaining T&C frameworks, monitoring compliance, and supporting adviser development. The ideal candidate will have prior experience in financial services, a Level 4 Diploma, and excellent coaching and analytical skills. Benefits include flexible working, a pension scheme, professional development opportunities, and various employee discounts. Join us and help shape our growth while enjoying a competitive salary and bonus.

Benefits

Flexible working & holidays

Social perks

Pension scheme

Bonus scheme

Health and wellbeing support

Professional development

Shopping discounts

Qualifications

• Experienced Financial Services Professional with a strong understanding of FCA T&C.
• Previous T&C experience, ideally within an IFA or wealth management environment.
• Strong organisational, analytical, and coaching skills.

Responsibilities

• Deliver and maintain the firm’s T&C framework.
• Monitor T&C compliance and adviser competence.
• Support adviser onboarding and supervision.
• Provide guidance on T&C standards.
• Maintain personal competence and strong risk awareness.
• Ensure accurate, audit-ready record keeping.

Skills

Understanding of FCA T&C

Analytical skills

Coaching skills

Organisational skills

Attention to detail

Education

Level 4 Diploma in Regulated Financial Planning

Industry recognised supervision qualification (e.g., J07, AF6)

Job description

A leading financial advisory firm in Bromsgrove is looking for a dedicated Training & Competence (T&C) Supervisor. This full-time role involves delivering and maintaining T&C frameworks, monitoring compliance, and supporting adviser development. The ideal candidate will have prior experience in financial services, a Level 4 Diploma, and excellent coaching and analytical skills. Benefits include flexible working, a pension scheme, professional development opportunities, and various employee discounts. Join us and help shape our growth while enjoying a competitive salary and bonus.