CASS Control Technician – Governance & Compliance

Quilter Investors Limited; Southampton; On-site; GBP 30,000 - 40,000; Full time

Job summary

A leading financial services firm in Southampton is looking for a CASS Control Technician on a fixed-term contract for 11 months. This role requires strong analytical skills and a proactive approach to problem-solving while supporting compliance with regulatory requirements. Responsibilities include preparing for governance forums and ensuring audit readiness. The ideal candidate should have effective communication skills and experience in a regulated environment, particularly in risk management and compliance.

Qualifications

• Strong organisational and analytical skills to manage multiple priorities effectively.
• Ability to interpret regulation and apply it operationally.
• Experience with compliance monitoring or audit processes is advantageous.

Responsibilities

• Support execution of the CASS Assurance Plan.
• Prepare materials for CASS Governance Forums.
• Produce accurate MI for governance forums.

Skills

Strong analytical skills

Effective communication

Proactive problem-solving

Risk management experience

Tools

Excel

Ruleguard

Job description

A leading financial services firm in Southampton is looking for a CASS Control Technician on a fixed-term contract for 11 months. This role requires strong analytical skills and a proactive approach to problem-solving while supporting compliance with regulatory requirements. Responsibilities include preparing for governance forums and ensuring audit readiness. The ideal candidate should have effective communication skills and experience in a regulated environment, particularly in risk management and compliance.