Analyst, Compliance Services & Regulatory Reporting - 10 mth FTC

T. Rowe Price; Greater London; On-site; GBP 40,000 - 60,000; Full time

Job summary

A leading global asset management firm located in London seeks a Regulatory Reporting Analyst to support daily transaction reporting requirements. The ideal candidate will have a relevant degree and experience in transaction reporting along with strong analytical and communication skills. Responsibilities include producing regulatory filings and ensuring client onboarding for reporting regimes. This role offers an opportunity to work in a collaborative environment that values diversity and inclusion.

Benefits

Competitive compensation

Benefits and flexibility

Collaborative culture

Qualifications

• Prior experience in a transaction reporting role.
• Strong knowledge of compliance reporting requirements.
• Ability to manage multiple tasks under pressure.

Responsibilities

• Support daily transaction reporting for international business.
• Produce and reconcile regulatory filings.
• Ensure client onboarding for global reporting regimes.

Skills

Operational background

Regulatory knowledge

Strong analytical skills

Attention to detail

Communication skills

Education

Relevant degree

Tools

MS Excel

Trade Repositories

Job description

.Analyst, Compliance Services & Regulatory Reporting - 12 mth FTC page is loaded## Analyst, Compliance Services & Regulatory Reporting - 12 mth FTClocations: London, Warwick Courttime type: Full timeposted on: Posted Todayjob requisition id: 79652At T. Rowe Price, we identify and actively invest in opportunities to help people thrive in an evolving world. As a premier global asset management organization with more than 85 years of experience, we provide investment solutions and a broad range of equity, fixed income, and multi-asset capabilities to individuals, advisors, institutions, and retirement plan sponsors. We take an active, independent approach to investing, offering our dynamic perspective and meaningful partnership so our clients can feel more confident.We believe doing the right thing for our clients and our associates is good business. With a career at the firm, you can expect opportunities to create real impact at work and in your community. You’ll enjoy resources to support your career path, as well as compensation, benefits, and flexibility to enrich your life. Here, you’ll find a collaborative culture that respects and values differences and colleagues who share a spirit of generosity.Join us for the opportunity to grow and make a difference in ways that matter to you.**POSITION PURPOSE**The Regulatory Reporting Analyst will support day-to-day transaction reporting requirements for the international business, including but not limited to AIFMD, UCITS, FormPF, EMIR, ASIC, SFTR, MAS and MiFID II. This position will focus on core processing, identifying reporting issues and resolving exceptions. The analyst will work with internal and external teams to implement fixes and facilitate testing, as well as providing periodic status updates to Management.In addition, the incumbent will need to stay abreast of developments within the regulatory reporting space. The analyst must work with the Investment Operations Regulatory Reporting team to use this knowledge to support change, agree best practices and implement new processes and procedures as appropriate.**Principal Responsibilities*** AIFMD, UCITS, & FormPF: Production of periodic filings to the CSSF, FCA, & SEC. Performance of reconciliations to ensure that the reporting content is complete and accurate.* ASIC & MAS Daily Reporting (Australian and Singapore activities): Checking FX, Credit, Rates, and Equity derivatives are all reported successfully and addressing NACKS daily. Logging of repeat issues and working with internal teams to implement fixes and perform UAT Testing when necessary. Performing daily reconciliations to confirm completeness, accuracy, and timeliness. Collation of daily MIS statistics.* SFTR: Performing oversight and reconciliations of Margin Lending reporting conducted by the elected fund Prime Brokers. Production of daily MIS.* MiFID II: Daily Monitoring of both Trade and Transaction Reporting. Reviewing daily exceptions and ensuring resolution within the regulatory timeframe. Conducting analysis of Transaction Reporting reconciliations performed by a Third-Party consultant and perform back-reporting where necessary. Conducting periodic reconciliations of Trade Reporting focusing on completeness, accuracy, and timeliness. Production of daily MIS for both functions.* Client Support: Ensure TRP clients are onboarded for all global reporting regimes and provide support for their requirements. Production of reoccurring quarterly and monthly client reports.**PERSONAL ATTRIBUTES / SKILLS / QUALIFICATIONS*** Relevant degree and/or work experience within the sector* Prior experience of working in a transaction reporting role* Strong operational background* Strong knowledge of regulatory / compliance transaction reporting requirements* Working knowledge of Trade Repositories, ARMs & APAs (DTCC, UnaVista, Trade Echo etc.)* Strong industry network and knowledge of market trends and practices related to transaction reporting* Flexibility to cover other specialist areas as and when business needs dictate* Ability to work effectively and make sound decisions in a high-pressure environment with strict deadlines* Proactively research issues and follow through to resolution* Experience in supporting departmental projects and initiatives* Strong analytical, research, audit and quantitative skills* Ability to prioritize multiple tasks efficiently* Detail-oriented* Able to communicate effectively with multiple levels of management in both the operations and investment sides of the business* Ability to maintain high level of client service* Fluency in English, both oral and written* Strong IT skills including MS Excel and role relevant technology* Ability to prioritise effectively* Understanding and / or having exposure to the role of an outsource provider**Commitment to Diversity, Equity,** **and** **Inclusion:**At T. Rowe Price, our associates are our greatest asset. We thrive because our company culture is built on inclusion and because we sustain a work environment where associates can bring their best selves to work every day. The backgrounds, talents, and experiences of our global associates allow us to embrace new ideas and perspectives that move our business priorities forward and enable us to deliver strong client outcomes. Here, you can expect equal opportunity and fair and consistent treatment for all. ## T. Rowe Price is an equal opportunity employer and values diversity of thought, gender, and race. We believe our continued success depends upon the equal treatment of all associates and applicants for employment without discrimination on the basis of race, religion, creed, colour, national origin, sex, gender, age, mental or physical disability, marital status, sexual orientation, gender identity or expression, citizenship status, military or veteran status, pregnancy, or any other classification protected by country, federal, state, or local law.