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FCA Compliance Lead, Financial Planning (Part-Time)
Job summary
A financial planning firm in Edinburgh seeks a diligent Compliance Officer to oversee regulatory standards and ensure compliance strategies are effectively implemented. This part-time role (3 days a week), with flexible working hours, requires strong experience in compliance management and effective communication skills. The successful candidate will foster a compliant culture to uphold the firm’s values and obligations.
Qualifications
- Proven experience in compliance management within the financial planning sector.
- Strong understanding of FCA regulations and industry standards.
- Excellent organisational skills with the ability to analyse complex information.
Responsibilities
- Ensure compliant advice & sales procedures are followed.
- Monitor and audit the firm’s T&C records for gaps.
- Provide regular compliance and regulatory updates to the business.
Skills
Education
* The salary benchmark is based on the target salaries of market leaders in their relevant sectors. It is intended to serve as a guide to help Premium Members assess open positions and to help in salary negotiations. The salary benchmark is not provided directly by the company, which could be significantly higher or lower.