Wealth Management Paraplanner & Compliance – Hybrid

Nelsons Solicitors; Nottingham; Hybrid; GBP 60,000 - 80,000; Full time

Job summary

A leading law firm in the East Midlands is seeking a paraplanner to join their Wealth Management team. The role involves producing compliant financial advice reports, collaborating closely with Independent Financial Advisers, and ensuring regulatory adherence. Candidates should have a minimum of 2 years' experience in paraplanning or compliance, with a strong understanding of financial planning and regulatory frameworks. The position offers a competitive salary, hybrid working options, and a comprehensive benefits package including 25 days leave and pension.

Benefits

25 days annual leave plus bank holidays

Pension

Discounts on selected legal services

Hybrid Working after probation

Qualifications

• Minimum of 2 years' experience in paraplanning/compliance within financial services.
• Strong understanding of financial planning principles and regulatory frameworks.
• Ability to work under pressure and manage competing priorities.

Responsibilities

• Collaborate with IFAs and paraplanners to prepare compliant advice reports.
• Take ownership of client paperwork and support client-facing tasks.
• Assist with FCA reporting and conduct compliance checks.

Skills

Attention to detail

Strong communication skills

Team collaboration

Proactive mindset

Education

Diploma in Financial Planning or working towards it

Job description

A leading law firm in the East Midlands is seeking a paraplanner to join their Wealth Management team. The role involves producing compliant financial advice reports, collaborating closely with Independent Financial Advisers, and ensuring regulatory adherence. Candidates should have a minimum of 2 years' experience in paraplanning or compliance, with a strong understanding of financial planning and regulatory frameworks. The position offers a competitive salary, hybrid working options, and a comprehensive benefits package including 25 days leave and pension.