VP Control Room Compliance - Hybrid, Global Impact

TD Bank; City of London; Hybrid; GBP 70,000 - 120,000; Full time

Job summary

A leading financial institution is seeking a Vice President for its London Control Room. The ideal candidate will have extensive experience in compliance within investment banking, focusing on conflicts management. Responsibilities include reviewing conflict checks, mentoring team members, and ensuring best practices in compliance. This hybrid role offers a dynamic work environment and opportunities for professional growth.

Benefits

Health and well-being benefits

Career development programs

Flexible work arrangements

Qualifications

• Five to seven years of direct Control Room experience.
• Experience with US Research Safe Harbors.
• Strong understanding of investment banking products.

Responsibilities

• Review and escalate conflict checks for the Global Investment Bank.
• Mentor and guide junior team members.
• Monitor regulatory developments and industry best practices.

Skills

Control Room experience

Analytical skills

Project management skills

Communication skills

Education

Bachelor's degree

Advanced degree or professional certification

Job description

A leading financial institution is seeking a Vice President for its London Control Room. The ideal candidate will have extensive experience in compliance within investment banking, focusing on conflicts management. Responsibilities include reviewing conflict checks, mentoring team members, and ensuring best practices in compliance. This hybrid role offers a dynamic work environment and opportunities for professional growth.