Regulatory Policy Lead — FCA Compliance Expert

AJ Bell plc; Manchester; Hybrid; GBP 45,000 - 60,000; Full time

Job summary

A leading investment platform provider in Manchester is seeking a Compliance Policy Consultant to provide regulatory support and guidance. This role involves monitoring FCA developments, analyzing regulatory changes, and preparing summaries for the business. The ideal candidate has at least 3 years of compliance experience in an FCA regulated firm and strong report writing and organizational skills. The position offers a hybrid work model and generous benefits including training, bonuses, and social events.

Benefits

Generous holiday allowance up to 31 days

Discretionary bonus scheme

Health Cash Plan

Discounted private healthcare

Free onsite gym

Peer recognition scheme

Qualifications

• At least 3 years’ experience in compliance within an FCA regulated firm.
• Good knowledge of the FCA Handbooks.
• Experience in dealing with Senior Management.

Responsibilities

• Provide regulatory support and guidance across the business.
• Monitor and analyze regulatory developments from the FCA.
• Prepare and present regulatory summaries.

Skills

Regulatory support and guidance

Good report writing skills

Commercial awareness

MS Office proficiency

Planning, organisation, and time management

Education

Degree and/or professional qualifications (e.g. CISI)

Job description

A leading investment platform provider in Manchester is seeking a Compliance Policy Consultant to provide regulatory support and guidance. This role involves monitoring FCA developments, analyzing regulatory changes, and preparing summaries for the business. The ideal candidate has at least 3 years of compliance experience in an FCA regulated firm and strong report writing and organizational skills. The position offers a hybrid work model and generous benefits including training, bonuses, and social events.