Regulatory Compliance VP — UK/EMEA Strategy Lead

LGBT Great; Greater London; On-site; GBP 60,000 - GBP 80,000; Full time

Job summary

A global financial services firm is seeking a Compliance Officer in London. The role involves supporting regulatory engagement and leading responses to requests. Ideal candidates will have a strong academic background in law and experience in regulatory compliance. Responsibilities include advising on business initiatives, preparing stakeholders for regulatory interactions, and supporting the compliance program. This position offers the opportunity to work in an evolving regulatory environment with a diverse team.

Qualifications

• Strong academic background, preferably in law.
• Demonstrable experience working in a regulatory compliance capacity.
• Ability to influence stakeholders and manage multiple projects.

Responsibilities

• Lead responses to regulatory requests and interactions.
• Prepare stakeholders for regulatory interactions including onsite visits.
• Advise business initiatives and participate in remediation efforts.
• Provide senior review of regulatory reports.
• Support the development of the company's compliance programme.

Skills

Experience in financial regulation

Judgment and critical thinking

Excellent communication skills

Organizational skills

Understanding of AI in compliance

Education

Post-graduate master's degree in law

Job description

A global financial services firm is seeking a Compliance Officer in London. The role involves supporting regulatory engagement and leading responses to requests. Ideal candidates will have a strong academic background in law and experience in regulatory compliance. Responsibilities include advising on business initiatives, preparing stakeholders for regulatory interactions, and supporting the compliance program. This position offers the opportunity to work in an evolving regulatory environment with a diverse team.