Head of Regulatory Compliance Programs

Mitsubishi UFJ Financial Group; City of London; On-site; GBP 100,000 - 150,000; Full time

Job summary

A leading financial services firm in London is seeking an experienced Director to head Regulatory Compliance Processes. The role involves managing a team, ensuring compliance with regulations, and improving governance practices. Ideal candidates will have over 10 years of compliance experience in international financial institutions and strong people management skills. Excellent communication and decision-making abilities are essential for success in this role.

Qualifications

• 10+ years’ experience in Compliance at leading international financial services institutions.
• Strong people management experience.
• Extensive experience executing core compliance programmes.

Responsibilities

• Lead the Regulatory Compliance Processes Team.
• Manage EMEA Regulatory Compliance Processes.
• Ensure documentation and reporting of compliance risks and controls.

Skills

People management

Regulatory compliance

Process improvement

Interpersonal communication

Decision making

Attention to detail

Collaboration

Problem solving

Education

Postgraduate degree

Tools

Excel

Word

PowerPoint

Job description

A leading financial services firm in London is seeking an experienced Director to head Regulatory Compliance Processes. The role involves managing a team, ensuring compliance with regulations, and improving governance practices. Ideal candidates will have over 10 years of compliance experience in international financial institutions and strong people management skills. Excellent communication and decision-making abilities are essential for success in this role.