Global Regulatory Exams & Inquiries Lead – London

Bloomberg New Energy Finance; Greater London; On-site; GBP 80,000 - GBP 100,000; Full time

Job summary

A leading financial services firm in London seeks a Global Regulatory Exams and Inquiries Officer. This role is crucial in managing regulatory examinations and inquiries, particularly for APAC and EMEA jurisdictions. The ideal candidate will have over 10 years of experience in Regulatory Affairs, Compliance, and Risk Management, alongside a strong educational background. The candidate should excel in communication, work effectively under pressure, and be a strong team player. An operationally effective program experience is a strong plus, especially within financial services.

Qualifications

• 10 years of experience in Regulatory Affairs, Compliance, and/or Risk Management.
• Substantial expertise in delivering Regulatory Exams and Inquiries globally.
• Strong understanding of regulatory risk management and internal controls.

Responsibilities

• Oversee regulatory examinations and inquiries from London.
• Coordinate the collection and review of documents requested.
• Prepare senior managers for meetings with regulatory examiners.

Skills

Regulatory Affairs

Compliance

Risk Management

Strong verbal and written communication

Education

Bachelor’s degree in Finance, Law, Business or related field

Master’s degree preferred

Job description

A leading financial services firm in London seeks a Global Regulatory Exams and Inquiries Officer. This role is crucial in managing regulatory examinations and inquiries, particularly for APAC and EMEA jurisdictions. The ideal candidate will have over 10 years of experience in Regulatory Affairs, Compliance, and Risk Management, alongside a strong educational background. The candidate should excel in communication, work effectively under pressure, and be a strong team player. An operationally effective program experience is a strong plus, especially within financial services.