Global Asset Management Compliance Lead (Hybrid)

AnaVation LLC; Greater London; Hybrid; GBP 60,000 - GBP 80,000; Full time

Job summary

A wealth management firm seeks a Compliance Officer to support compliance activities in the institutional asset management division. The role involves monitoring compliance policies, assisting in audits, and ensuring all activities align with FCA regulations. Candidates should possess experience in compliance within asset management and a strong understanding of MIFID, UCITS, and AIFMD. The offer includes a competitive salary, attractive pension scheme, and hybrid working options.

Benefits

Competitive salary

Private medical insurance

Discretionary performance related bonus

25 days Annual Leave + public holidays

Flexible benefits options

Qualifications

• Previous compliance experience in Asset Management or Fund Administration.
• Experience performing monitoring activities and audits.
• Strong knowledge of MIFID, UCITS, AIFMD, AML, and fund governance.

Responsibilities

• Support SMF 16/17 in compliance oversight activities.
• Undertake compliance monitoring activities.
• Review compliance policies and update regularly.
• Assist in due diligence requests and audits.

Skills

Compliance experience

Attention to detail

Proactivity

Education

IMC or relevant CISI Compliance exams

Job description

A wealth management firm seeks a Compliance Officer to support compliance activities in the institutional asset management division. The role involves monitoring compliance policies, assisting in audits, and ensuring all activities align with FCA regulations. Candidates should possess experience in compliance within asset management and a strong understanding of MIFID, UCITS, and AIFMD. The offer includes a competitive salary, attractive pension scheme, and hybrid working options.