Hybrid Compliance Analyst - Asset Management

Janus Henderson AAA CLO ETF; Greater London; Hybrid; GBP 45,000 - GBP 65,000; Full time

Job summary

A leading investment firm in London seeks a Compliance Officer to oversee onboarding and monitor compliance regulations. Responsibilities include managing conflicts of interest, conducting compliance training, and answering employee inquiries. The ideal candidate has experience in compliance or operations within asset management. This role offers a hybrid working environment with competitive benefits, including an annual bonus and opportunities for professional development.

Benefits

Hybrid working and reasonable accommodations

Generous Holiday policies

Excellent Health and Wellbeing benefits

Paid volunteer time

Support for professional development

Maternal/paternal leave benefits

Complimentary subscription to Headspace

Employee networking and social activities

Lunch allowance

Qualifications

• Understanding of the asset management business (front, middle, back office).
• A background in Compliance or Operations.
• Collaborative skills to work with manager and global colleagues.

Responsibilities

• Monitor EMEA new employees and contractors for effective onboarding.
• Run daily MCO processes to mitigate conflicts of interest.
• Coordinate administration of PAD policy and identify alerts.

Skills

Understanding of the asset management business

Ability to influence decision making

Background in Compliance or Operations

Familiarity with global regulations

Collaborative skills

Strong attention to detail

Excellent communication skills

Tools

MyComplianceOffice

Charles River

Aladdin

Job description

A leading investment firm in London seeks a Compliance Officer to oversee onboarding and monitor compliance regulations. Responsibilities include managing conflicts of interest, conducting compliance training, and answering employee inquiries. The ideal candidate has experience in compliance or operations within asset management. This role offers a hybrid working environment with competitive benefits, including an annual bonus and opportunities for professional development.