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Compliance Assistant Manager

Azets Group

Bristol

Hybrid

GBP 60,000 - GBP 80,000

Full time

Today
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Job summary

A leading accounting firm in the UK is seeking a Compliance Support Officer to assist in regulatory compliance visits, update policies, and respond to compliance queries. You will work with a dedicated team, contributing to the integrity of compliance practices. The role offers hybrid working arrangements and various benefits, including birthday leave and professional subscriptions. If you're passionate about compliance and want to be part of a vibrant team, this position might be for you.

Benefits

Hybrid & flexible working
Birthday leave
Professional subscriptions

Qualifications

  • Knowledge of ICAEW regulatory compliance and relevant legislation.
  • Experience in compliance-related matters within an accountancy framework.

Responsibilities

  • Support ICAEW regulatory compliance visits and report management.
  • Update compliance policies and procedures as directed.
  • Respond to queries in the compliance inbox and assist staff.
  • Conduct monitoring reviews for compliance with laws and standards.
Job description
About Azets

Azets is a leading firm of Accountants and Business Advisers operating across the UK, Ireland and the Nordics. We have a wide network of employees and a range of inspiring opportunities to join one of our many offices. We are a top ten accountancy firm in the UK and the number one largest SME practice.

Day to day duties
  • Supporting ICAEW regulatory compliance visits, Audit QAD, Practice Assurance, DPB, Probate, ATOL. As well as dealing with the reports following monitoring visits
  • Supporting the implementation of group policies and procedures for Practice Assurance, Client Money, AML, QAD, and complaints
  • Support update to group's standard terms and conditions as well as Provision of Services information for website/letterheads
  • Support Completion and submission of the ICAEW Returns (now to be condensed into BHL and other retained subcos)
  • Respond to queries in the compliance inbox
  • Work with the wider compliance team and as directed by compliance senior manager
  • Update compliance policies, procedures, guidance and the Hive
  • Undertake monitoring reviews and checks as directed to ensure compliance with relevant laws, regulations, and standards
  • Provide support to staff on compliance-related matters
  • Complete reporting and communications to regulatory bodies
  • Keep up-to-date with changes in legislation
  • Ad hoc project work
What are we looking for?

As you settle in to the Azets family you will continue to gain knowledge of the organisations AML and wider Compliance systems in order to support other members to carry out reviews and be compliant in their work

What's in it for you?

Our benefits include hybrid & flexible working, birthday leave, professional subscription and much more. You can find out more about how we reward our colleagues.

Interested in hearing more about Life at Azets

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