Growth & Compliance Lead for Financial Advisers

AFH Financial Group.; Bromsgrove; Hybrid; GBP 60,000 - 80,000; Full time

Job summary

A leading financial advisory firm is seeking a Commercial Development Manager in Bromsgrove, England. This full-time position involves managing a team of Independent Financial Advisers to deliver exceptional financial planning advice while ensuring compliance with FCA regulations. The role offers hybrid working conditions and competitive benefits including flexible working, a contributory pension scheme, and professional development opportunities.

Benefits

Flexible working & holidays

Social perks including annual parties

Contributory pension scheme

Discretionary annual bonus

Health and wellbeing support

Professional development programs

Shopping discounts

Qualifications

• Demonstrable experience in team management.
• Strong understanding of regulatory requirements.
• Experience in data analysis and manipulation.
• Ability to communicate effectively with different groups.

Responsibilities

• Manage and motivate a team of Independent Financial Advisers.
• Ensure high-quality advice in line with FCA guidelines.
• Focus on achieving KPIs and organic growth.
• Review client feedback and implement improvements.
• Maintain personal competence for effective management.
• Review business development plans and Adviser performance.

Skills

Building and managing successful teams

Understanding FCA regulatory requirements

Data manipulation skills

Communication skills

Ability to attain SPS

Education

OCA Level 4 Diploma

Job description

A leading financial advisory firm is seeking a Commercial Development Manager in Bromsgrove, England. This full-time position involves managing a team of Independent Financial Advisers to deliver exceptional financial planning advice while ensuring compliance with FCA regulations. The role offers hybrid working conditions and competitive benefits including flexible working, a contributory pension scheme, and professional development opportunities.