VP, US Regulatory Compliance Advisory (CFTC/SBSD)

MUFG Bank, Ltd; Greater London; On-site; GBP 70,000 - 90,000; Full time

Job summary

A global financial institution seeks a Compliance Advisor for US regulatory compliance. The role requires 4+ years' experience in advisory/legal roles and a strong understanding of investment banking products. Candidates must demonstrate excellent communication skills and a university degree in Law or Financial Regulation. Responsibilities include developing a compliance framework, managing tasks, and training staff. This is an opportunity to work in a high-visibility role with significant impact on regulatory matters.

Qualifications

• 4+ years of advisory/legal experience in US regulatory compliance.
• 3+ years VP level experience in Market Side Compliance Advisory.
• Strong understanding of investment banking products.

Responsibilities

• Develop a framework for US regulatory compliance.
• Manage day-to-day US regulatory tasks.
• Provide compliance training to front office staff.

Skills

Understanding of Market Compliance

Knowledge of MiFID II

US Regulatory Compliance

Strong decision-making skills

Excellent communication skills

Education

University degree in Law or Financial Regulation

Job description

A global financial institution seeks a Compliance Advisor for US regulatory compliance. The role requires 4+ years' experience in advisory/legal roles and a strong understanding of investment banking products. Candidates must demonstrate excellent communication skills and a university degree in Law or Financial Regulation. Responsibilities include developing a compliance framework, managing tasks, and training staff. This is an opportunity to work in a high-visibility role with significant impact on regulatory matters.