Market Surveillance Lead – Regulatory Analytics

AJ Bell plc; Manchester; Hybrid; GBP 60,000 - 80,000; Full time

Job summary

A leading UK investment platform company in Manchester is seeking a Market Surveillance Team Manager to oversee a specialist team. The role involves ensuring compliance with market abuse regulations, leading investigations, and engaging with stakeholders to enhance awareness. The ideal candidate will possess strong analytical skills, leadership experience, and a solid understanding of regulatory frameworks. This position offers a competitive salary, hybrid working model, and comprehensive benefits.

Benefits

Competitive starting salary

Holiday entitlement of 27 days

Pension schemes with matched contributions

Discretionary bonus scheme

Annual free share awards

Health Cash Plan

Discounted private healthcare

Free gym access

Sick pay+ pledge

Enhanced parental leave

Casual dress code

Qualifications

• Strong knowledge of FCA supervisory expectations.
• Proven experience in financial crime or market surveillance.
• Ability to lead and motivate a specialist team.

Responsibilities

• Lead a team ensuring compliance with regulatory obligations.
• Oversee investigations and provide quality assurance.
• Engage with internal stakeholders to improve market abuse awareness.

Skills

Market Abuse Regulation

Team leadership

Analytical skills

Stakeholder engagement

Tools

LiquidMetrix

ComplyAdvantage

Job description

A leading UK investment platform company in Manchester is seeking a Market Surveillance Team Manager to oversee a specialist team. The role involves ensuring compliance with market abuse regulations, leading investigations, and engaging with stakeholders to enhance awareness. The ideal candidate will possess strong analytical skills, leadership experience, and a solid understanding of regulatory frameworks. This position offers a competitive salary, hybrid working model, and comprehensive benefits.