Capital Markets Audit Lead - Risk and Advisory

Canadian Imperial Bank of Commerce; Greater London; On-site; GBP 60,000 - GBP 80,000; Full time

Job summary

A prominent financial institution in London is seeking an experienced professional to identify business control weaknesses and develop action plans to enhance efficiency and mitigate risks. The ideal candidate will have a minimum of 5 years of experience in Audit or Capital Markets and possess relevant professional certifications. This role offers the opportunity to work within a dynamic team dedicated to improving audit processes and fostering positive work relationships.

Qualifications

• Minimum 5 years proven and progressive experience in Audit, Capital Markets, product Control, or other equivalent experience.
• In-depth knowledge and understanding of Capital Markets related businesses, products, risks, processes, and controls.

Responsibilities

• Identify business control weaknesses and assess the severity and materiality of issues.
• Work with business management to develop action plans for risk and exposure mitigation.
• Foster a positive team environment focused on enhancing audit guidelines and efficiency.

Skills

Relationship building

Risk assessment

Effective communication

Education

Professional designation/certification such as CPA, CFA, FRM, CIA or equivalent

Job description

A prominent financial institution in London is seeking an experienced professional to identify business control weaknesses and develop action plans to enhance efficiency and mitigate risks. The ideal candidate will have a minimum of 5 years of experience in Audit or Capital Markets and possess relevant professional certifications. This role offers the opportunity to work within a dynamic team dedicated to improving audit processes and fostering positive work relationships.