Vice President, Audit Project Leader - Investments

BNY Mellon Capital Markets, LLC; London; Hybrid; GBP 75,000 - 95,000; Full time

Job summary

A leading global financial services company in London is seeking a Vice President, Audit Project Leader - Investments. This role involves leading audits of investment activities, developing risk-focused plans, and engaging with stakeholders. Candidates should have a strong background in investment management and risk auditing, excellent communication skills, and the ability to lead teams. Competitive compensation and hybrid working arrangements are offered.

Benefits

Competitive compensation

Flexible global resources

Generous paid leaves

Qualifications

• Experienced auditor with an Investment Management background.
• Strong background in risk-based audit planning and execution.
• Comprehensive understanding of investment management processes.
• Familiarity with regulatory frameworks like SEC, FCA, MiFID II.

Responsibilities

• Lead comprehensive audits of Investment Management activities.
• Develop and execute risk-focused audit plans.
• Engage proactively with stakeholders to drive meaningful change.
• Oversee testing procedures and deliverables.

Skills

Audit methodologies

Risk-based audit planning

Investment Management knowledge

Analytical skills

Data handling skills

Strong communication skills

Education

Degree in relevant field

Postgraduate qualifications (CIA, ACA, etc.)

Tools

Data analytics tools

Job description

Vice President, Audit Project Leader - Investments

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Job Description

At BNY, our culture allows us to run our company better and enables employees’ growth and success. As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world’s investible assets. Every day, our teams harness cutting-edge AI and breakthrough technologies to collaborate with clients, driving transformative solutions that redefine industries and uplift communities worldwide.

Job Description

At BNY, our culture allows us to run our company better and enables employees’ growth and success. As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world’s investible assets. Every day, our teams harness cutting-edge AI and breakthrough technologies to collaborate with clients, driving transformative solutions that redefine industries and uplift communities worldwide.

Recognized as a top destination for innovators and champions of inclusion, BNY is where bold ideas meet advanced technology and exceptional talent. Together, we power the future of finance – and this is what is all about. Join us and be part of something extraordinary.

We’re seeking a future team member for the role of Vice President, Audit Project Leader - Investments to join our Internal Audit team. This role is located in London – Hybrid (4 days in the office).

In this role, you’ll make an impact in the following ways:

• Lead comprehensive audits of Investment Management activities, ensuring all processes align with the organisation’s policies, internal audit methodologies, and industry standards.
• Develop and execute risk-focused audit plans, carrying out detailed fieldwork and preparing clear, impactful reports that identify critical risks, exposures, and improvement opportunities.
• Engage proactively with stakeholders, building strong relationships to facilitate open communication and drive meaningful change across the business.
• Oversee and review testing procedures and deliverables, confirming that all work accurately evaluates adherence to company policies, audit frameworks, and relevant regulations.
• Demonstrate deep understanding of business operations and processes through effective flowcharting, thorough work papers, insightful analysis, and clear communication with management and auditees.
• Identify and clearly articulate control gaps, regulatory deficiencies, and best practice deviations, explaining audit approaches and findings to clients in a straightforward, professional manner.
• Apply advanced analytical and problem-solving skills, leading teams in resolving complex issues and driving innovative solutions to enhance business effectiveness and regulatory compliance.
  
  

To be successful in this role, we’re seeking the following:

• Experienced Auditor with an Investment Management background, second line experience will also be considered.
• Strong background in risk-based audit planning, execution, reporting, and following up on issues, consistent with professional standards (IIA).
• Comprehensive understanding of investment management, including equity, fixed income, derivatives, and alternative products, as well as end-to-end processes such as trade execution, settlement, valuation, and performance measurement.
• Advanced knowledge of investment risk management across market, credit, liquidity, concentration, operational, and model risks, including concepts like VaR, stress testing, and performance attribution.
• Familiarity with regulatory and compliance frameworks (SEC, FCA, MiFID II, AIFMD, UCITS) and an understanding of key requirements such as market abuse regulations, best execution obligations, anti-money laundering, and sanctions.
• Strong analytical and data handling skills, with proficiency in data analytics tools, and exposure to investment and risk management systems.
• Demonstrated ability to lead and manage teams, mentor staff, review audit workpapers, and deliver high-quality results.
• Strong communication and influencing skills—comfortable engaging with both internal and external stakeholders, both in writing and verbally, and able to effectively communicate at senior levels.
• Strong planning, coordination, organization, and presentation abilities.
• A degree or equivalent professional experience is ideal, and recognized postgraduate qualifications (such as CIA, CMIIA, ACA, ACCA, or CAMS) are advantageous but not required.
  
  

At BNY, our culture speaks for itself, check out the latest BNY news at:

BNY Newsroom

BNY LinkedIn

Here’s a Few Of Our Recent Awards

• America’s Most Innovative Companies, Fortune, 2025
• World’s Most Admired Companies, Fortune 2025
• “Most Just Companies”, Just Capital and CNBC, 2025
  
  

Our Benefits And Rewards

BNY offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life’s journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves, including paid volunteer time, that can support you and your family through moments that matter.

BNY is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.

Seniority level

• Seniority level

  Mid-Senior level

Employment type

• Employment type

  Full-time

Job function

• Job function

  Accounting/Auditing and Finance

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