Enforcement Investigations Manager

The Financial Conduct Authority; Leeds; On-site; GBP 72,000 - 129,000; Full time

Job summary

A financial regulatory authority is looking for an Enforcement Investigations Manager in Leeds. This role involves leading a team to investigate misconduct in various financial markets, ensuring effective project management, and engaging with stakeholders. The ideal candidate should have a strong understanding of regulations, excellent investigative skills, and experience managing teams. This opportunity will allow you to shape the future of financial services in the UK while ensuring consumer protection.

Qualifications

• Experience in regulatory investigations or compliance.
• Ability to manage a multidisciplinary team effectively.
• Strong knowledge of financial markets and consumer protection.

Responsibilities

• Lead investigations into misconduct across various financial markets.
• Manage a team of investigators and ensure timely project progression.
• Engage with senior stakeholders and provide credible strategies.

Skills

Investigative skills

Stakeholder management

Project management

Legal knowledge

Education

Relevant legal or regulatory qualification

Job description

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Testing was carried out by Blazie Engineering using the Website Accessibility Conformance Evaluation Methodology (WCAG-EM) approach to deciding on a sample of pages to test.**Job Title:** Enforcement Investigations Manager**Division:** EMO**Department**: Retail and Regulatory Investigations* **Salary:** Leeds ranging from £72,100 to £129,000 (Salary offered will be based on skills and experience)* **This role is graded as:** Manager Regulatory or Practising Legal* **Your recruitment contact is** Jo Green via [e-mail] Applications sent via social media or email will not be accepted.**About the FCA and team**We regulate financial services firms in the UK, to keep financial markets fair, thriving and effective. By joining us, you’ll play a key part in protecting consumers, driving economic growth, and shaping the future of UK finance services.Enforcement & Market Oversight (EMO) is responsible for the FCA’s responsibilities for market monitoring, delivery of the functions of the UK Listing Authority (UKLA) and the investigation and prosecution of misconduct using the whole spectrum of criminal, civil and administrative sanctions and remedies against firms and individuals.The Retail and Regulatory Investigations Directorate focuses on how regulated firms and their management engage with consumers. Our cases span issues such as mis-selling, anti-bribery and corruption, fraud, money laundering, systems and controls failings, and corporate governance failures across a wide range of financial markets including crypto, pensions, mortgages, insurance, banking, and consumer credit.We’re recruiting an Enforcement Investigations Manager to join our Retail and Regulatory Investigations team in Leeds. This is an exciting opportunity for an experienced professional to help build a new team locally, while working closely with colleagues in London on complex investigations that shape our regulatory approach.As an Enforcement Investigations Manager, you’ll work in a high-energy and stimulating Division leading and motivating a multi-disciplinary team of investigators, managing a varied and challenging portfolio, engaging with internal and external stakeholders, and having the opportunity to contribute to the strategic development of EMO and the development of others’ careers.**Role responsibilities*** Project Sponsor or Project Manager for a portfolio of cases, having day to day operational conduct of cases* Overseeing and managing the work of Lead Associates, Senior Associates, Associates and Investigation Case Support Officers and ensuring effective progression of projects and cases to reach timely outcomes, escalating issues to the HoD where necessary* Be accountable for the investigations to senior colleagues and be able to explain strategy and decision making credibly* Responsible for managing a multidisciplinary team of around 8 to 12 investigators to ensure that the case team’s portfolio of cases is progressed in an efficient, effective, and focussed manner* Managing relationships with senior external stakeholders, including firms and their legal representatives, other relevant law enforcement or government agencies,