EMEA Distribution Compliance Associate - Regulatory Impact

Columbia Threadneedle Management Limited; City of London; On-site; GBP 45,000 - 60,000; Full time

Job summary

A leading investment management firm is seeking a Compliance Associate to support day-to-day activities of the Compliance Advisory Team, specializing in distribution. The role involves providing regulatory advice, reviewing client communications, and ensuring compliance with applicable regulations. Candidates should have experience in a compliance function and knowledge of asset management products. If interested, please inquire about flexible working requirements.

Qualifications

• Proven experience in a similar role within a Compliance function.
• Understanding of asset managers and asset management products.
• Ability to work effectively on multiple projects under tight deadlines.

Responsibilities

• Provide regulatory advice and support to the business.
• Review client communications and marketing materials for compliance.
• Stay up to date on regulatory developments.

Skills

Regulatory advice

MS Excel

PowerPoint

Word

Seismic experience

SharePoint

Organisational skills

Interpersonal skills

Job description

A leading investment management firm is seeking a Compliance Associate to support day-to-day activities of the Compliance Advisory Team, specializing in distribution. The role involves providing regulatory advice, reviewing client communications, and ensuring compliance with applicable regulations. Candidates should have experience in a compliance function and knowledge of asset management products. If interested, please inquire about flexible working requirements.