Senior Trade Surveillance Lead

Lloyds Bank plc; Birmingham; Hybrid; GBP 119,000 - 141,000; Full time

Job summary

A leading banking institution is seeking a Senior Surveillance Lead to oversee trade surveillance efforts. This role requires expertise in market abuse regulations and strong leadership skills. Key responsibilities include managing a team, conducting investigations, and ensuring compliance with regulatory frameworks. The position offers opportunities for personal development in a hybrid working environment, reflecting the organization's commitment to diversity and inclusion.

Benefits

Flexible working options

Diversity and inclusion initiatives

Opportunities for personal development

Qualifications

• Deep knowledge of regulatory frameworks related to market abuse.
• Strong experience in trade surveillance.
• Ability to analyze and assess data patterns and anomalies.

Responsibilities

• Lead a team of Trade Surveillance Analysts.
• Manages complex investigations and escalation points.
• Provide input for regulatory notification and internal actions.

Skills

Market abuse (MAR, MiFID II, FCA Handbook) knowledge

Leadership experience

Data and technology literacy

Operational Risk Framework understanding

Job description

A leading banking institution is seeking a Senior Surveillance Lead to oversee trade surveillance efforts. This role requires expertise in market abuse regulations and strong leadership skills. Key responsibilities include managing a team, conducting investigations, and ensuring compliance with regulatory frameworks. The position offers opportunities for personal development in a hybrid working environment, reflecting the organization's commitment to diversity and inclusion.