Senior Supervisor - Corporate Finance Firms

The Financial Conduct Authority; City of Edinburgh; On-site; GBP 52,000 - 66,000; Full time

Job summary

A UK regulatory body is seeking a Senior Supervisor in Corporate Finance to oversee and regulate financial firms. This role includes guiding team efforts, assessing strategies, and ensuring compliance with market integrity. The ideal candidate has experience in financial services, strong analytical skills, and the ability to communicate effectively. Join the team to help shape the future of financial services in the UK.

Qualifications

• Proven experience in a financial service environment.
• Familiarity with corporate finance or primary capital markets roles.
• Ability to form evidence-based judgments from complex regulatory investigations.

Responsibilities

• Guide and prioritise team efforts for impactful supervisory work.
• Engage directly with firms to set clear expectations.
• Collaborate with stakeholders to resolve issues.
• Assess firm strategies and risks using data insights.

Skills

Experience in financial services

Qualitative and quantitative analysis

Knowledge of wholesale financial markets

Clear communication skills

Job description

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Testing was carried out by Blazie Engineering using the Website Accessibility Conformance Evaluation Methodology (WCAG-EM) approach to deciding on a sample of pages to test.**Senior Supervisor - Corporate Finance Firms****Division: Market Interventions, Infrastructure & Exchanges****Department: Trading Venues & Corporate Finance Firms*** **Salary:** National (Edinburgh and Leeds) ranging from £52,400 to £65,500 and London from £57,700 to £72,000 (salary offered will be based on skills and experience)* **This role is graded as:** Senior Associate* **Your recruitment contact is** Sandeep Guntupalli [[e-mail]]. Applications must be submitted through our online portal. Applications sent via social media or email will not be accepted.**About the FCA and team**We regulate financial services firms in the UK, to keep financial markets fair, thriving and effective. By joining us, you’ll play a key part in protecting consumers, driving economic growth, and shaping the future of UK finance services.SPC oversees firms and individuals (supervision), creates and reviews the rules by which they operate (policy) and identifies and remedies ineffective competition in markets (competition).Sitting in the Infrastructure & Exchanges directorate, the MI Trading Venues & Corporate Finance Firms Department integrates the supervision of key market infrastructure and corporate finance firms with the development of policy frameworks for trading venues, aiming to promote fair, orderly, and transparent markets across a broad range of asset classes and venue types. The Corporate Finance Firms team supervises around 440 firms that advise on corporate transactions including the raising of capital from wholesale and retail investors.**Role responsibilities:*** Guide and prioritise team efforts to ensure resources are focused on high-impact supervisory work.* Support colleagues, fostering a collaborative team culture.* Assess firm strategies and risks, using data insights to protect consumers and market integrity.* Shape and deliver supervision strategies that drive meaningful change and regulatory outcomes.* Engage directly with firms, setting clear expectations and using influence or powers to improve behaviours.* Collaborate and escalate, working with internal stakeholders and senior management to resolve issues effectively.**Skills required:****Minimum:*** Proven experience working in either a financial service environment such as firms, legal and consultancy, or other regulatory and government organisations* Proven experience within qualitative and quantitative analysis (including of financial information)**Essential:*** Knowledge of wholesale financial markets, in particular, experience in a corporate finance and primary capital markets role in business, compliance or internal audit* Experience in interpreting and questioning information and forming strong, evidence-based judgements, in particular, from complex regulatory investigations, or investigations involving serious fraud or other complex financial crime* Ability to communicate clearly and with assurance (in both verbal and written form)* Experience