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Senior Compliance Monitoring Specialist

Propel Finance Group

Newport

Hybrid

GBP 40,000 - 55,000

Full time

30+ days ago

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Job summary

A financial services provider is seeking a Senior Monitoring Analyst in Newport. This role involves overseeing compliance monitoring activities, ensuring regulatory obligations are met, and supporting a culture of compliance. Candidates should have experience in compliance and a strong understanding of FCA regulation. The company offers a hybrid work model and comprehensive benefits, including private medical insurance and diversified leave options.

Benefits

25 days annual leave + bank holidays
Private Medical Insurance
Subsidised gym membership
Life Assurance
Auto-enrolment pension with employer contribution

Qualifications

  • Experience in compliance and/or monitoring activities in financial services.
  • Expert knowledge of FCA regulation including Consumer Duty.
  • Ability to provide support for regulatory queries.

Responsibilities

  • Oversee thematic monitoring reviews and quality assurance testing.
  • Document findings and recommend remedial actions.
  • Manage MI reporting for internal stakeholders.

Skills

Analytical skills
Proactive approach
Attention to detail

Education

A-Level qualifications or higher
Job description
A financial services provider is seeking a Senior Monitoring Analyst in Newport. This role involves overseeing compliance monitoring activities, ensuring regulatory obligations are met, and supporting a culture of compliance. Candidates should have experience in compliance and a strong understanding of FCA regulation. The company offers a hybrid work model and comprehensive benefits, including private medical insurance and diversified leave options.
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