EMEA Distribution Compliance Specialist - Flexible Working

Ameriprise Financial; City of London; On-site; GBP 60,000 - 80,000; Full time

Job summary

A leading investment firm in London is seeking an individual to support the Compliance Advisory Team. The role involves providing regulatory advice, reviewing compliance-related materials, and managing compliance projects. Ideal candidates will have experience in a compliance role and be proficient in MS Office products. This permanent position supports a diverse and inclusive workplace with growth opportunities.

Qualifications

• Proven experience in a Compliance function.
• Understanding of Asset management products.
• Ability to handle multiple projects under tight deadlines.

Responsibilities

• Provide regulatory advice related to sales and marketing compliance.
• Review client communications for regulatory compliance.
• Conduct compliance risk assessments and communication.

Skills

Regulatory compliance

Asset management understanding

MS Excel

PowerPoint

Word

Project management

Interpersonal skills

Tools

Seismic

SharePoint

Job description

A leading investment firm in London is seeking an individual to support the Compliance Advisory Team. The role involves providing regulatory advice, reviewing compliance-related materials, and managing compliance projects. Ideal candidates will have experience in a compliance role and be proficient in MS Office products. This permanent position supports a diverse and inclusive workplace with growth opportunities.