Compliance Manager

TouchNet Information Systems, Inc.; Leicester; Hybrid; GBP 40,000 - 60,000; Full time

Job summary

A leading compliance solutions provider is seeking a Regulatory Compliance Manager to provide support to the International Acquiring team. This role involves ensuring compliance with Global Payments policies and performing compliance reviews for digital ecommerce customers in high risk sectors. Candidates should have at least 1 year of AML experience and demonstrate excellent communication skills. Hybrid work arrangements available.

Qualifications

• Minimum 1 year experience in AML compliance.
• Experience in high risk sectors like gambling or crypto currency is a plus.
• Internal audit/compliance monitoring experience is advantageous.

Responsibilities

• Conduct periodic compliance reviews for digital ecommerce customers.
• Provide feedback to the IA team on compliance findings.
• Work with the IA team for annual due diligence visits.
• Maintain policies and keep them updated with regulatory changes.
• Prepare compliance updates for governance committees.

Skills

Written communication

Verbal communication

Attention to detail

Decision making

Relationship building

IT literacy

Education

Financial/Regulatory compliance related qualifications

Job description

About the Role

The purpose of the Regulatory Compliance Manager role is to provide compliance support and guidance to the International Acquiring (IA) team in support of our digital ecommerce customers. The role will ensure all activity is in line with Global Payments policies, and help to mitigate risks for Global Payments.

This position can be considered as home based, office based and hybrid working arrangements.

Duties to include

• Conduct periodic 2nd line monitoring reviews for regulatory compliance of our digital ecommerce customers within the high risk sectors (i.e. gambling, crypto currency, etc.) identified by Global Payments including the non‑high risk sectors ensuring they comply with all applicable laws and regulations.
• Provide feedback to the IA team on any findings identified throughout the 2nd line monitoring reviews, or annual reviews.
• Work with the IA team to complete the annual due diligence visit of one of our digital ecommerce customers.
• Create and maintain a monthly Management Information (MI) pack showing all compliance activity for digital ecommerce customers.
• Maintain policies, keeping them up to date with any regulatory changes.
• Attend meetings with the IA team and the wider business that may require regulatory compliance guidance when introducing new products/services within high risk and non‑high risk sectors or when reviewing existing products/services.
• Maintain current knowledge of relevant regulatory changes, and recommend improvements where required for new and existing products.
• Prepare a digital ecommerce Compliance update for the relevant governance committees.
• Assist and work closely with the Regulatory Compliance team members, provide support where required.

About You

• 1 year experience in AML compliance at a minimum.
• Experience in high risk sectors such as gambling, crypto currency is advantageous but not essential.
• Excellent written and verbal communication.
• Internal audit / compliance monitoring experience would be advantageous.
• Sound reasoning and decision making.
• Ability to build and maintain positive working relationships.
• Demonstrate the highest standards of personal integrity and ethical behaviour.
• Attention to detail.
• Proven excellent IT literacy skills.
• Financial/Regulatory compliance related qualifications advantageous but not essential.