CASS Manager – Risk & Compliance Lead (Hybrid)

AJ Bell plc; Manchester; Hybrid; GBP 50,000 - 60,000; Full time

Job summary

A leading investment platform company in Manchester seeks a CASS Manager to ensure effective team operations and compliance with the FCA CASS regulations. Responsibilities include managing risks, developing control testing programs, and leading the CASS team. Candidates must possess expert knowledge of CASS, completion of the IOC qualification, and excellent problem-solving skills. The role offers a competitive salary of up to £60,000 and a hybrid working model.

Benefits

Starting salary up to £60,000

Generous holiday allowance

Discretionary bonus scheme

Access to discounted private healthcare

Free onsite gym

Ongoing technical training

Qualifications

• Completion of the IOC qualification is required.
• Candidates should have expert knowledge of CASS and regulatory developments.
• Strong verbal and written communication skills are essential.

Responsibilities

• Ensure CASS risks are identified and assessed accurately.
• Deliver control testing programmes and update the RCA.
• Lead and develop the CASS team while fostering a culture of accountability.

Skills

Expert knowledge of CASS

Excellent problem solving skills

Strong communication skills

High attention to detail

Education

Completion of the Investments Operations Certificate (IOC)

Significant financial services industry expertise

Job description

A leading investment platform company in Manchester seeks a CASS Manager to ensure effective team operations and compliance with the FCA CASS regulations. Responsibilities include managing risks, developing control testing programs, and leading the CASS team. Candidates must possess expert knowledge of CASS, completion of the IOC qualification, and excellent problem-solving skills. The role offers a competitive salary of up to £60,000 and a hybrid working model.