Compliance Officer & MLRO Lisbon

Leonteq AG; Lisboa; Híbrido; EUR 40 000 - 70 000; Tempo integral

Resumo da oferta

A leading fintech company is looking for a Compliance Officer & MLRO for its Lisbon Branch. This role requires over 8 years of compliance experience in financial services, strong knowledge of EU and Portuguese regulations, and the ability to design compliance programs. The successful candidate will ensure regulatory compliance, lead AML initiatives, and support the audit process, all while collaborating with a multinational team in a hybrid work environment.

Serviços

Multinational team experience

Hybrid work system

Modern facilities

Qualificações

• At least 8+ years of compliance experience in financial services or audit firms.
• Extensive knowledge of EU and Portuguese financial regulations and directives.
• Experience interacting with regulators and auditors in Portugal and the EU.

Responsabilidades

• Act as AML responsible and MLRO for Leonteq Securities (Europe) GmbH, Lisbon Branch.
• Conduct AML/CTF reviews and maintain accurate records.
• Monitor and advise on sales, distribution activities, licensing, and regulatory compliance.

Conhecimentos

Compliance experience

Knowledge of EU regulations

Analytical skills

Communication skills

Interpersonal skills

Problem-solving skills

Descrição da oferta de emprego

WHO WE ARE

Leonteq is a Swiss fintech company with a leading marketplace for structured investment solutions. Based on proprietary modern technology, the company offers derivative investment products and services, primarily covering capital protection, yield enhancement, and participation product classes. Leonteq acts as both a direct issuer of its own products and a partner to other financial institutions. It also enables life insurance companies and banks to produce capital-efficient, unit-linked pension products with guarantees.

Leonteq generated a turnover of CHF 27.6 billion and posted total operating income of CHF 238.5 million in 2024. As of 31 December 2024, its shareholders' equity totaled CHF 803.8 million.

The company holds an investment grade rating from Fitch Ratings Ltd. and Japan Credit Rating Agency, Ltd., and ESG ratings from MSCI and Sustainalytics. Leonteq is listed on the SIX Swiss Exchange (SIX: LEON), regulated by FINMA, and a member of the Swiss Structured Product Association.

Founded in 2007, Leonteq has offices in 13 countries, serving over 50 markets with a diverse workforce of over 500 professionals. Its Portugal branch, opened in October 2021, supports business growth with up to 100 roles across the value chain.

About the role

Leonteq is a leading player in the financial industry, known for innovation, excellence, and entrepreneurial spirit. Our core values are people together, passion, dedication, quality, and expertise.

We have an exciting opportunity for a Compliance Officer & MLRO at Leonteq’s Lisbon Branch to support local management and the European Compliance Team based in Frankfurt and Zurich. The role requires expertise, management skills, innovative ideas, and a proactive, solution-oriented mindset. The successful candidate will collaborate closely with the European Head of Compliance, other European Branch Compliance Officers, and the head office in Switzerland.

What you'll do

• Act as AML responsible and MLRO for Leonteq Securities (Europe) GmbH, Lisbon Branch, including suspicious activity reporting.
• Lead onboarding for clients and counterparties, including KYC/KYD/AML, due diligence, and agreement negotiations.
• Conduct AML/CTF reviews and maintain accurate records.
• Monitor and advise on sales, distribution activities, licensing, and regulatory compliance across Portugal and the EU.
• Review marketing materials and provide compliance advice.
• Draft and implement internal policies, monitor adherence to compliance frameworks.
• Maintain compliance registers with Group Compliance.
• Monitor Portuguese regulatory developments and ensure compliance.
• Prepare and coordinate regulatory reporting to authorities.
• Register sales employees and support their compliance training.
• Advise on Portuguese compliance requirements in Group projects.
• Report regularly to management on compliance status.
• Support audit processes and represent the branch in audits.
• Collaborate with European Compliance team and provide coverage for other branches.
• Ensure compliance coverage for Sales & Trading activities and monitor activities with partner entities.
• Prepare memoranda on regulatory issues and review legal opinions.
• Assist in handling EMEA-wide complaints.

What you'll need

• At least 8+ years of compliance experience in financial services or audit firms.
• Extensive knowledge of EU and Portuguese financial regulations and directives.
• Experience interacting with regulators and auditors in Portugal and the EU.
• Ability to design and implement compliance programs and policies.
• Knowledge of structured products, strong communication and interpersonal skills, and effective collaboration across regions.
• Advanced analytical and problem-solving skills.
• Fluency in English; additional languages are a plus.

Why you'll love working here

• Experience the dynamics of a leading fintech company.
• Be part of a multinational team across different locations.
• Work in modern facilities at an exceptional location.
• Hybrid work system: home office and office.