Implementation Consultant - Compliance

Confluence Technologies Inc.; Greater London; Hybrid; GBP 80,000 - GBP 100,000; Full time

Job summary

A leading financial technology firm is seeking an experienced Implementation Consultant to deliver solutions and act as a liaison between stakeholders. The ideal candidate will have over 7 years of experience in investment compliance, outstanding client engagement skills, and hands-on knowledge in configuring compliance platforms. This hybrid role will allow you to collaborate with global teams and influence product development while enjoying flexible working options.

Benefits

Generous time off packages

Global career development opportunities

Social events

Referral bonus scheme - Up to $3,000

Qualifications

• 7+ years of experience in investment compliance, within a compliance function or in consultancy.
• Extensive client-facing experience and ability to lead conversations with authority.
• Hands-on experience configuring compliance platforms.

Responsibilities

• Deliver solutions to clients as an Implementation Consultant.
• Act as a liaison across stakeholders in the FinTech industry.
• Support the Signal platform for Investment Compliance Monitoring.

Skills

Investment compliance knowledge

Client-facing experience

Problem-solving skills

Job description

Implementation Consultant - Compliance

Department: Client Experience

Employment Type: Permanent - Full Time

Location: London, United Kingdom

Description

Location - London or Dublin (Hybrid)

Over the past several years we have undergone a great deal of positive change and growth to become the company we are today. Our global footprint now spans multiple countries, giving our employees the opportunity to get exposure to other countries and cultures. And it stands to reason that none of this would have been possible without the hundreds of hard-working employees who work at Confluence.

More about the role & team

As an Implementation Consultant you willplay a vital role in the successful delivery of solutions to our clients and act as liaisons across a wide range of stakeholders, both internal and external by way of their deep understanding of the FinTech industry coupled with exceptional system, technology, analysis and communication skills. Consultants collaborate with clients to understand their business problems, analyze their current business processes, understand the clients’ success criteria, translate that into requirements, and assist in the design to deliver the best implementation to meet the clients’ goals.

You would be supporting our Signal platform, which manages Investment Compliance Monitoring (ICM), forming part of a global team across Europe, North America, India and South Africa.

What skills and experience do I need to succeed?

Are you a strategic thinker with a proven track record in managing implementations with knowledge in shareholder monitoring, and/or sensitive industry reporting? Your industry expertise will be the key to success in this dynamic role.

Starting with implementations for Signal, you may have the chance to evolve and expand your impact in the longer term, supporting additional products as the company grows. As an Implementation Consultant responsible for Signal, beyond execution, you'll work closely with product and development teams, ensuring your insights directly shape and refine our offerings.

If you're looking for a role where your expertise is valued and your ideas influence real change, we’d love to hear from you!

Experience & Background

• 7+ years’ experience in investment compliance, either:
  • Within a compliance function at an asset manager, or
  • In a consulting or implementation role at a software vendor or consultancy.
• Extensive client-facing experience with the ability to lead conversations with authority and credibility.
• Hands-on experience configuring or implementing compliance platforms.

Technical / Regulatory Knowledge

• Substantial shareholding legislation and disclosure rules
• Sensitive industries legislation and regulatory obligations
• Position limits legislation
• SEC regulatory filings, including 13G and 13F-2
• Strong data and gap analysis capabilities, including detailed knowledge of asset type treatment

Consulting Capability

• Ability to advise, challenge, and guide clients with confidence
• A genuine desire to remain hands‑on across client engagement and system setup
• Strong problem‑solving approach with exceptional analytical understanding

What do we offer?

Confluence offers generous benefit packages for team members. As a growing, global organization, we are always looking for ways to ensure that our employees can access benefits that matter to them and their families. This includes:

• Time Off packages including additional half days with each public holiday in your location.
• Global Career Development opportunities
• Social Events
• Referral Bonus scheme - Upto $3,000 per successful referral
• Plus many more!

More about the Location

We offer flexible working options for all employees. You will work from our London or Dublin office once a week, where you will be able to collaborate with the wider team.

Values

Integrity

Face reality with honesty, courage and accountability

Imagination

Deal creatively with challenges and envision what the world could be

Discipline

Build good habits into reflexes which become a part of our life

Service

Committed to the success of others

If you would like to find out more about a Career at Confluence, please apply today.

Pre-Employment Screening Disclaimer

As part of our recruitment process, we carry out identity checks on all candidates. Offers of employment are conditional upon the completion of satisfactory background checks prior to the commencement of work. These checks may include verification of identity, right to work in the UK, employment history, and other relevant pre-employment screening.

Please note that additional checks may be required depending on the nature of the role and the jurisdiction in which the role is based or operates. These may include, but are not limited to, criminal record checks or financial background checks where applicable.