Compliance policy officer

The FISER Group; Leeds; On-site; GBP 50,000 - 60,000; Full time

Job summary

A leading recruitment firm in Leeds is seeking an experienced Compliance Policy Officer to manage and enhance compliance frameworks within a renowned investment management firm. This full-time position offers a competitive salary of up to £60,000, flexible working after training, and an inclusive culture focused on professional growth. Candidates should have extensive compliance experience and relevant qualifications, along with strong communication and stakeholder management skills.

Benefits

Competitive salary

2 days’ WFH after training

Professional growth opportunities

Qualifications

• Extensive compliance policy experience within investment management.
• 5 years' experience with horizon scanning and regulatory developments.
• Solid knowledge of regulations like AML, MAR, SMCR and MiFID.

Responsibilities

• Manage and improve Compliance Policy frameworks.
• Support understanding of new regulatory developments.
• Provide regular updates and lead horizon scanning.

Skills

Compliance policy experience

Horizon scanning

Excellent communication skills

Stakeholder management

Education

CISI Level 3 qualifications

Willingness to become level 6 qualified

Job description

This range is provided by The FISER Group. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.

Base pay range

Direct message the job poster from The FISER Group

🌸Risk, Compliance, & Legal Recruitment Specialist 🌸Diversity & Inclusion Champion 🌸Founder of the Diversity Innovation Group 🌸Public Speaker…

Are you a proactive Compliance Policy SME looking for your next challenge?

Do you have strong experience with FCA regulatory developments, horizon scanning and regulatory reporting?

Our client, a renowned Investment Management firm, is hiring a Compliance Policy Officer at a senior level to join their dynamic Compliance team. Based in Leeds, they are offering up to £60,000 plus 2 days’ WFH (after training), and wider benefits alongside an inclusive culture which will support your professional growth.

Key responsibilities include:

• Manage and ownership of Compliance Policy frameworks including embedding and proactively improving existing policies.
• Work in partnership with stakeholders at all levels within the firm to support understanding new regulatory developments, advising on business-critical areas and training on compliance policy.
• Anticipate new areas of regulation, providing the business with regular updates and lead on horizon scanning.

Ideally you will have or be:

• CISI Level 3 qualifications (must) and willingness to become level 6 qualified.
• Extensive compliance policy experience within an investment management, financial planning or wealth management environment.
• 5 years’ experience with horizon scanning and interpreting / working with regulatory developments.
• Solid knowledge and exposure to regulations e.g. AML, MAR, SMCR and MiFID.
• Strategic thinker with excellent communication, negotiation and stakeholder management skills across the whole business and stakeholders at all levels.

If this sounds like an interesting next step for you or someone in your network that you could recommend, please reach out today!

Seniority level: Director. Employment type: Full-time. Job function: Other. Industries: Investment Management.