Head of Compliance

Project Management Institute; Dubai; On-site; AED 80,000 - 120,000; Full time

Job summary

An established industry player is seeking a Head of Compliance to lead internal control functions and ensure adherence to UAE legislation. This pivotal role involves updating internal by-laws, managing client relationships, and addressing compliance-related duties. With a focus on capital markets, the ideal candidate will possess significant experience and a strong understanding of financial regulations. Join a dynamic team where your expertise will shape the company's compliance landscape and drive its success in a competitive market.

Qualifications

• 5+ years in capital/financial markets compliance.
• Experience with UAE Financial Rules and Regulations.

Responsibilities

• Oversee internal controls and compliance with UAE legislation.
• Update internal by-laws and manage conflicts of interest.

Skills

Compliance Management

Internal Controls

Client Relationship Management

AML Regulations

Education

University Degree

Job description

On behalf of a client, we are looking to hire a Head of Compliance.

Job Description:

• Assumption of internal control functions, following up the performance of the company and its staff and their compliance with the legislation applicable in the UAE and the internal by-laws of the company.
• Updating and organizing internal by-laws and managing conflicts of interest between the company and clients, ensuring the continuity of the company to reform its business in a sound legal manner as detailed in the guidelines issued by SCA.
• Handling any client complaints.
• Any other AML/Compliance duty as may be assigned from time to time.

Job Requirements:

• University degree with a minimum of 5 years of experience in capital markets/financial markets or related activities.
• Other degrees must have at least 10 years of experience in capital markets/financial markets and related activities.
• Must have passed the UAE Financial Rules and Regulations examination.
• Must have passed the Combating Financial Crime examination.
• Valid UAE visa and passport.